03
Regulatory Framework Advisory
Translation of regulatory text into the controls, contracts and reporting your supervisor expects to see.
- DORA
- GDPR
- NIS2
- EBA Guidelines
- MiCAR
From regulation to ready evidence.
Overview
What the engagement covers.
Regulation arrives as principle-based text. Supervisors assess it as operating practice. Our advisory work closes that gap: we interpret the obligation, map it to your business, and specify what has to change.
DORA has reshaped ICT risk governance, incident reporting, resilience testing and third-party oversight for EU financial entities. We build the register of information, contractual remediation plan and testing programme that follow from it.
In parallel we cover GDPR data protection, NIS2 obligations for in-scope entities, and EBA outsourcing and ICT security guidelines — as one coherent programme rather than four disconnected workstreams.
Deliverables
- Applicability assessment and obligation register for each in-scope framework
- DORA register of information and third-party contractual gap remediation
- Incident classification, escalation and regulatory reporting procedures
- Operational resilience and threat-led penetration testing programme design
- Records of processing, DPIAs and cross-border transfer assessments
Outcomes
- Regulatory deadlines met without emergency programmes
- A single obligation register instead of overlapping compliance silos
- Supervisory questions answered from documented, current evidence
How we work
A defined plan, agreed SLAs, strict timelines.
Applicability
Determine which frameworks bind which entities, functions and jurisdictions.
Mapping
Map every article to an owner, a control and an evidence source.
Remediation
Close policy, contractual and technical gaps with your legal and technology teams.
Assurance
Report readiness to the board and prepare the file your supervisor will request.
Related services
01ICT Audits & Risk Assessments
Independent assurance over your technology estate — evidence your board, auditors and supervisor can rely on.
02ISO & Information Security Programs
Certification programmes designed to pass the audit and survive the three years that follow.
04Integrated Advisory Services
Senior security and privacy leadership on retainer, accountable to your board and your regulator.
05Emerging Regulation & Market Impact
Early positioning on the regulation that will define the next licensing and product cycle.
Contact
Start a confidential conversation.
Tell us about your regulatory deadline, audit finding or certification target. We respond within one business day with a qualified point of contact.
- Office
- Kafkasou 9, 2112, Aglantzia, Nicosia, Cyprus
- info@finalogic.com